Response to OCC Capital Plan
SIFMA provided comments to the Securities and Exchange Commission (SEC) on a proposed capital plan for raising additional capital that…
Letters
ISE Proposed Rule Change to Amend ISE Rule 722
Summary
SIFMA provides commends to the Securities Exchange Commission (SEC), regarding the International Securities Exchange (ISE) proposed rule change to amend ISE Rule 722, “to prohibit certain types of complex orders from legging into the regular market.” SIFMA strongly agrees with the proposal to since it eliminates a loop hole that allows market maker quotes to trade beyond their risk mitigation settings in the regular market.
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Cboe Filing
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Phlx Proposal to Introduce Intellicator Analytic Tool
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the NASDAQ PHLX LLC Notice of Filing of Proposed Rule…