Testimony on the Need for Reauthorization of the CISA Act
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
Summary
SIFMA provides commends to the Securities Exchange Commission (SEC), regarding the International Securities Exchange (ISE) proposed rule change to amend ISE Rule 722, “to prohibit certain types of complex orders from legging into the regular market.” SIFMA strongly agrees with the proposal to since it eliminates a loop hole that allows market maker quotes to trade beyond their risk mitigation settings in the regular market.
More Submissions
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CenturyLink v. Houser
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…
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Request for Comment on Statement by Commissioner Hester M. Peirce
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the recent Statement…