SIFMA and SIFMA AMG on Amendment to FINRA 4210 – Margin Rules for Covered Agency Transactions
SIFMA and The Asset Management Group of SIFMA (SIFMA AMG) jointly provided comments to the Commission’s consultation on FINRA’s Amendment…
Letters
FINRA Rule 4210 to Establish Margin Requirements in the TBA Market
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) in response to SR-FINRA-2015-036, a proposal by FINRA to amend FINRA Rule 4210 to establish margin requirements for transactions in the “to-be-announced” (TBA) market.
See Also:
- SEC: Release No. 34-76908; File No. SR-FINRA-2015-036 (PDF)
- SIFMA Submits Comments to the SEC on FINRA Rule 4210 regarding Margin Requirements for TBAs/Agency MBS, November 10, 2015
- SIFMA AMG Submits Comments to the SEC on FINRA Rule 4210 regarding Margin Requirements for TBAs/Agency MBS, November 10, 2015
Prepared with the Assistance of:
