Letters

FINRA Rule 4210 to Establish Margin Requirements in the TBA Market

Summary

SIFMA provides comments to the Securities and Exchange Commission (SEC) in response to SR-FINRA-2015-036, a proposal by FINRA to amend FINRA Rule 4210 to establish margin requirements for transactions in the “to-be-announced” (TBA) market.

See Also:

Prepared with the Assistance of:

Cadwalader, Wickersham & Taft LLP

PDF

Committee

Securitization Committee

Date

11

February

2016