Amendment in the Nature of a Substitute – American Privacy Rights Act (Joint Trades)
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), Consumer Bankers Association (CBA), and the Independent…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the SEC’s request for comment on the SEC’s order granting the petition of NetCoalition for review of the action of the Division of Trading and Markets in approving by delegated authority File No. SR-NYSEArca-2006-21, NYSEArca-2006-21 is a rule change proposed by NYSEARca, Inc. to establish fees for the receipt and use of depth-of-market data. SIFMA notes that the legislative history of the Securities Acts Amendments of 1975 underscores congressional insistence that the Commission publish all correspondence with a self-regulatory organization, such as NYSEArca, concerning a proposed rule change. SIFMA strongly urges the SEC that any draft order, any new amendments filed, all supporting documents and studies, and all communications with NYSEArca or other self-regulatory organizations relating to the order be made available to the public for comment in advance of any final SEC consideration.
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), Consumer Bankers Association (CBA), and the Independent…
SIFMA provided comments to the Internal Revenue Service (IRS) on the 2024 proposed required minimum distribution regulations.
Court: Ohio Supreme Court Amicus Issue: Whether a broker-dealer or banker may be held liable under Ohio’s aiding and abetting…