National Market System Plan Regarding Consolidated Equity Market Data
SIFMA sent comments to the SEC on the proposal filed by the national securities exchanges and FINRA to establish under…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on a Nasdaq proposal to amend Nasdaq Rule 4626, Limitation of Liability, File No. SR-NASDAQ-2012-090. The proposal is in an effort to compensate its member firms for the effect of numerous systems and technical malfunctions that Nasdaq experienced during the May 18th, 2012, Initial Public Offering (IPO) of Facebook, Inc. (Facebook). SIFMA believes Nasdaq’s proposal raises significant policy and procedural issues that the SEC should take into consideration when ruling on the proposal.
SIFMA sent comments to the SEC on the proposal filed by the national securities exchanges and FINRA to establish under…
SIFMA sent comments to the SEC to highlight a critical marketplace disruption related to the operation of the Long-Term Stock…
SIFMA submitted comments on the NYSE Wireless Market Data Connectionsubmitted to the U.S. Securities and Exchange Commission to add wireless…