Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) in advance of developing rules to comply with the Jumpstart Our Business Startups Act (JOBS Act). SIFMA focuses this initial set of recommendations on Titles I and II of the JOBs Act relating to the determination of emerging growth company (EGC) status, including the definition of issuer, the time of determination of EGC status and ability to requalify, and financial disclosures and accounting pronouncements.
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FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
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FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…