FSOC Non-Bank Guidance (Joint Trades)
SIFMA AMG and the undersigned associations provided comments to the Department of the Treasury (DOT) encouraging FSOC to restore the…
Issue
Equity Market Structure→
Summary
SIFMA provided comments to the Securities and Exchange Commission (SEC) on the Commission’s Equity Market Structure Advisory Committee meeting and on Rule 610 of the Regulatory Flexibility Act.
See also:
List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
More Submissions
Type:
Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
Type:
Proposed Rule Changes to Amend FINRA Rule 6730 (Transaction Reporting) and Rule G-14 RTRS Procedures Under MSRB Rule G-14
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…