Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on temporary rule regarding principal trades with certain advisory clients, Release No. IA-2653; File No. S7-23-07. Comments are regarding the SEC Proposed Rule 206(3)-3T under the Investment Advisers Act of 1940, as amended, where SIFMA requests for an additional period of two years beyond its current scheduled expiration date of December 31, 2009.
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Type:
TMPG Consultative White Paper and Proposed Best Practice Recommendations for US Treasury Repo Risk Management (SIFMA AMG)
SIFMA AMG provided comments to the Treasury Markets Practices Group (TMPG) on the Consultative White Paper and Proposed Best Practice…
Type:
Financial Key Performance Indicators for Business Entities
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…