In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA’s Credit Rating Agency Task Force provides comments to the Securities and Exchange Commission (SEC) regarding proposed rule amendments for nationally recognized statistical rating organizations (NRSROs) under the Securities Exchange Act of 1934. The Task Force supports reviewing these NRSROs but urges the SEC to look closely into enhanced disclosure requirements, rating recommendations and interaction between arrangers and NRSROs, NRSRO performance, and rating modifiers.
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…