The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
Summary
SIFMA’s Credit Rating Agency Task Force provides comments to the Securities and Exchange Commission (SEC) regarding proposed rule amendments for nationally recognized statistical rating organizations (NRSROs) under the Securities Exchange Act of 1934. The Task Force supports reviewing these NRSROs but urges the SEC to look closely into enhanced disclosure requirements, rating recommendations and interaction between arrangers and NRSROs, NRSRO performance, and rating modifiers.
More Submissions
Type:
Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Type:
Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…