Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on amendment #2 to its proposed changes to MSRB Rule G-42, on duties of non-solicitor municipal advisors.
See also:
SIFMA Submits Comments to the MSRB on Duties of Non-Solicitor Municipal Advisor
SIFMA Submits Comments to MSRB on a Revised Draft Proposal for MSRB Rule G-42 Regarding Duties of Non-Solicitor Municipal Advisor
SIFMA Submits Comments to the SEC on MSRB’s proposed Rule G-42
Federal Register / Vol. 80, No. 221
Request for Comment on Draft MSRB Rule G-42, on Duties of Non-Solicitor Municipal Advisors
Request for Comment on Revised Draft MSRB Rule G-42, on Duties of Non-Solicitor Municipal Advisors
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…