Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on Temporary Rule 206(3)-3T under the Investment Advisers Act of 1940 (Advisers Act) relating to principal trades with certain advisory clients, Release No. 1A.-2653; File No. S7-23-07. SIFMA believes the SEC should consider expanding the list of underwritten securities eligible for principal transactions under the proposed rule, and shares its observations and recommendations on other issues relating to the proposal including client and account eligibility, and application of the proposed rule.
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
SIFMA AMG provided comments to the Treasury Markets Practices Group (TMPG) on the Consultative White Paper and Proposed Best Practice…
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…