FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).
SIFMA provides comments to the Securities and Exchange Commission (SEC) on proposed consolidated Financial Industry Regulatory Authority (FINRA) rules governing supervision (the Proposal). Specifically, among other things, FINRA is proposing to adopt new FINRA Rules 3110 (Supervision) and 3120 (Supervisory Control System) to replace NASD Rules 3010 and 3012, respectively. SIFMA agrees with much of the Proposal, and appreciates the changes that FINRA has made since its 2011 proposal. SIFMA also offers several recommendations intended to further improve the Proposal.
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on why the SEC should reject requests to make…
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…