Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
Summary
SIFMA submitted comments to the Securities and Exchange Commission (SEC) on the Financial Industry Regulatory Authority’s (FINRA) proposal to adopt FINRA Rule 2040 – Payments to Unregistered Persons (Proposed Rule 2040) and FINRA Rule 0190 – Effective Date of Revocation, Cancellation, Expulsion, Suspension or Resignation (Proposed Rule 0190) and to amend FINRA Rule 8311 – Effect of a Suspension, Revocation, Cancellation, or Bar (Rule 8311).
More Submissions
Type:
TMPG Consultative White Paper and Proposed Best Practice Recommendations for US Treasury Repo Risk Management (SIFMA AMG)
SIFMA AMG provided comments to the Treasury Markets Practices Group (TMPG) on the Consultative White Paper and Proposed Best Practice…
Type:
Financial Key Performance Indicators for Business Entities
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…