In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the SEC’s proposal to enhance disclosure and new prospectus delivery option for registered open-end management investment companies release. SIFMA fully supports the Commission’s effort but does not believe that portfolio holdings information is a necessary component of the summary prospectus. SIFMA also does not believe it is critical to update performance information in the summary prospectus on a quarterly basis since mutual funds are generally long-term investments.
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…