HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Summary
SIFMA provided comments to Chair Mary Jo White of the U.S. Securities and Exchange Commission (SEC), requesting an amendment to Rule 15c2-12 as well as additional guidance.
See also:
SEC Rule 15c2-12: Continuing Disclosure
More Submissions
Type:
Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Type:
Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (Joint Trades)
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…