Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA’s The Equity Markets and Trading Committee and the New York Stock Exchange (NYSE) Rule 97 Working Group provide comments to the Securities and Exchange Commission (SEC) on a proposed rule change relating to rescind NYSE Rule 97, Release No. 34-57236, File No. SR-NYSE-2008-03. Rule 97 addresses the limitation on member’s trading because of block positioning. SIFMA fully supports the rescission of Rule 97, and agrees with NYSE’s view that Rule 97 no longer serves a useful purpose and may in fact hinder legitimate trading activity.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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