Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
The Arbitration Committee, the Litigation Advisory Committee, and the Clearing Firms Committee of SIFMA provide comments to the Securities and Exchange Commission (SEC) on a Financial Industry Regulatory Authority (FINRA) proposal to amend Rules 12206 and 12504 of the Customer Code and Rules 13206 and 13504 of the Industry Code to address motions to dismiss, File No. SR-FINRA-2007-021. SIFMA supports the goal of implementing rules targeted against spurious or bad-faith dispositive motions, but warns that there are a number of circumstances in which dispositive motions are appropriate. SIFMA offers recommendations that address this distinction.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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