SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) responding to the MSRB’s request for comment on whether to require dealers to adopt a “Best Execution” standard for municipal securities transactions, MSRB Notice 2013-16.
SIFMA feels strongly that raising execution standard provides an opportunity to improve public trust and confidence in the municipal securities market. More important than a rule’s label, is the process that dealers would have to undertake.
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on to urge the Commission to disapprove the proposal.
SIFMA provided comments to the Consumer Financial Protection Bureau (CFPB) on the Advance Notice of Proposed Rulemaking on Reconsideration of…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary…