Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
SIFMA provides comments to the Italian Ministry of Economy and Finance requesting clarification on specific issues impacting the implementation of the Italian Financial Transaction Tax within U.S. markets. SIFMA notes that the lack of guidance in certain aspects of the law make it difficult to properly collect the tax and leaves the possibility that firms will interpret the law differently.
The three critical issues that require immediate clarification are:
SIFMA provided recommendations to FINRA for improving its arbitration forum.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).