FINRA Notice 19-36
SIFMA sent comments to FINRA regarding the Proposed New Rule 3241. The proposed rule would limit a registered person from…
Letters
Complex Debt Reporting Requirements
Summary
SIFMA provides comments and accompanying chart (page 4) to the Internal Revenue Service (IRS) with regard to the reporting requirements for complex debt. The chart addresses a number of technical issues our member firms are confronting with respect to complex debt reporting and makes recommendations for guidance.
See also:
Accompanying Chart (Page 4)
More Submissions
Type:
FIMSAC Recommendations on ’40 Act Limitations
SIFMA sent comments to the Securities and Exchange Commission to adopt the two recommendations of the Municipal Securities Transparency Subcommittee…
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Security-Based-Swaps Follow-Up Exemption Request Letter
SIFMA sent a follow-up exemption request letter to the SEC regarding supplement our submission dated December 20, 2018 regarding the Commission’s…