Regulatory Notice 25-04: Rule Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
The Dealer Accounting Committee of SIFMA provides comments to the Financial Accounting Foundation (FAF) proposed changes to oversight, structure and operations of FAF, Financial Accounting Stability Board (FASB) and the Governmental Accounting Standards Board (GASB). SIFMA’s committee limits its comments to proposals relating to the FAF and FASB. SIFMA offers its observations and recommendations on the proposals.
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…