Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA provides comments to the Commodity Futures Trading Commission (CFTC) on proposed amendments regarding the effective date for swap regulation, 76 Fed. Reg. 65,999. The proposed amendments would affect to the July 14, 2011 final order that granted temporary exemptive relief from certain provisions of the Commodity Exchange Act (CEA) that would have otherwise become effective on July 16, 2011 under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). While SIFMA supports the CFTC’s decision to amend the July 14 Order, it reiterates some of the concerns not addressed in the current proposed amendments, but raised n SIFMA’s previous comments, which include the inadequacy of temporary exemptive relief and the need for a comprehensive implementation schedule.
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…