HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
SIFMA provided comments to the Securities and Exchange Commission (SEC) regarding a proposed rule change filed by The Options Clearing Corporation (OCC) with the SEC that would add an interpretation and policy concerning OCC’s administration of existing Article VI, Section 7(c) of the By-Laws.
Specifically, OCC is requesting approval to implement price reasonableness checks on confirmed trades in standardized options and futures options to increase the likelihood that erroneous trades will be identified and void. SIFMA strongly agrees with OCC’s request to implement new post trade risk controls to “promote the protection of OCC and clearing members from erroneous trades.”
As a result, SIFMA believes it is appropriate that the SEC approve OCC’ s added interpretation and policy of existing Article VI, Section 7(c) of the By-Laws.
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…