FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Summary
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board (MSRB) Proposed Changes to Rule G-14 RTRS Procedures (Post-Trade Reporting and Transparency)
Related:
- MSRB Rule Filing with the SEC
- SEC Release No. 34-74564; File Number SR-MSRB-2015-02: MSRB Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service
- SIFMA Submits Comments to the MSRB on a New Central Transparancy Platform – March 15, 2013
- SIFMA Submits Comments to the MSRB on Pre-Trade and Post-Trade Pricing Data Dissemination Through a New Central Transparency Platform – November 1, 2013
More Submissions
Type:
FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Type:
Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…