Request for Comment on Statement by Commissioner Hester M. Peirce Re: Crypto RFI (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG submitted additional comments to the U.S. Securities and Exchange Commission (SEC) in response to the statement…
SIFMA provides comments to Office of the Comptroller of the Currency, Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, Federal Housing Finance Agency, National Credit Union Administration and the Securities and Exchange Commission on the Reproposed Rule regarding incentive based compensation arrangements under Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
This letter is in regards to: Docket ID OCC-2011-0001; Federal Reserve Docket No. 1536 and RIN No. 7100 AE-50; FDIC RIN 3064-AD86; FHFA RIN 2590-AA42; SEC File Number S7-07-16 (PDF)
See also: SIFMA Fact Sheet
SIFMA and SIFMA AMG submitted additional comments to the U.S. Securities and Exchange Commission (SEC) in response to the statement…
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…
Court: U.S. Court of Appeals (First Circuit) Amicus Issue: Whether financial advisors have fiduciary duty obligations that require investment managers…