Letters

FINRA Regulatory Notice 17-14: Rules Impacting Capital Formation

Summary

SIFMA provided comments to FINRA on FINRA Regulatory Notice 17-14 addressing various aspects of its rules, operations and administrative processes impacting capital formation in the securities markets.

See also:
FINRA Requests Comment on FINRA Rules Impacting Capital Formation

PDF

Submitted To

FINRA

Submitted By

SIFMA

Committee

Corporate Credit Committee

Date

6

June

2017