Citigroup v. Otto Candies
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether Section 1964(c) of the Private Securities Litigation Reform…
Summary
SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) on Rule 4512 and new Proposed Rule 2165. Senior financial exploitation is a problem that costs senior investors an estimated $2.9 billion annually. Through FINRA’s launch of its toll-free securities helpline for seniors and the release of Regulatory Notice 15-37, FINRA has made clear its commitment to bringing its frontline investor protection expertise to bear on the unique challenges facing aging and vulnerable investors.
See also:
FINRA Regulatory Notice 15-37
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