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Proposal to Require ATSs to Submit Quotation Information Relating to Fixed Income Securities

Issue

Equity Market Structure→

Summary

SIFMA provides comments to Financial Industry Regulatory Authority (FINRA) on their proposal to Require Each Alternative Trading System (ATS) to Submit Quotation Information Relating to Fixed Income Securities to FINRA for Regulatory Purposes.

Related:
FINRA Regulatory Notice 2015 – 03 / Proposal to Require Alternative Trading Systems to Submit Quotation Information Relating to Fixed Income Securities to FINRA for Regulatory Purposes (PDF)

 

 

PDF

Date

7

April

2015

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