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FINRA’s Corporate Financing Rule

Summary

SIFMA provided comments to FINRA on FINRA Regulatory Notice 17-15 to FINRA’s Corporate Financing Rule. SIFMA supports FINRA’s efforts to review, streamline and modernize its rules and believes the proposed amendments to Rule 5110 are an important step in that process. Rule 5110 impacts nearly every U.S. public offering and thus greatly affects the capital formation process.

See also:
FINRA Requests Comment on Proposed Amendments to the FINRA Corporate Financing Rule

PDF

Submitted To

FINRA

Submitted By

SIFMA

Date

1

June

2017

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