Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) on FINRA’s Concept Proposal that would require members to provide a disclosure statement to retail customers at or before the time the member commences a business relationship with such customer, and poses wide ranging questions about the nature and extent of this disclosure statement, FINRA Regulatory Notice 10-54. SIFMA notes that its comments on the proposal are preliminary, and it anticipates supplementing the recommendations after further direction is provided by the Securities and Exchange Commission (SEC) in its study, or in response to any future specific rule proposal.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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