Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Summary
SIFMA provides comments to the Financial Industry Regulatory Authority’s (FINRA’s) Regulatory Notice 15-36 and the Municipal Securities Rulemaking Board’s (MSRB’s) Regulatory Notice 2015-16. SIFMA strongly supports efforts to enhance bond market price transparency in a way that provides retail investors with useful, clear, and consistent insight into their transactions, and appreciates the deep engagement with our members by both FINRA and the MSRB over the past several months concerning this issue.
See also:
FINRA Regulatory Notice 15-36
MSRB Regulatory Notice 2015-16
More Submissions
Type:
FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Type:
FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…