Application of Regulation Best Interest to Bank Dealers
SIFMA provided comments to the MSRB regarding Notice 2021-06 (the “Notice”), which proposes an amendment to MSRB Rule G-19 that…
SIFMA provides comments to the Chief Economist and Director of Policy and Research at the Employee Benefits Security Administration (EBSA) with additional information regarding the cost estimates contained within Deloitte’s Report on the Anticipated Operational Impacts to Broker Dealers of the Department of Labor’s (DOL) Proposed Conflicts of Interest Rule Package.
See Also:
United States Department of Labor: Conflict of Interest Proposed Rule
See Also:
SIFMA provided comments to the MSRB regarding Notice 2021-06 (the “Notice”), which proposes an amendment to MSRB Rule G-19 that…
SIFMA provided comments to the MSRB to address an issue regarding recent amendments to Rules G-19 and G-48 with the…
SIFMA and joint trades provided comments to the Massachusetts Securities Division on the Proposed Fiduciary Conduct Standard for Broker-Dealers, Agents,…
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