Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
SIFMA provides comments to the Chief Economist and Director of Policy and Research at the Employee Benefits Security Administration (EBSA) with additional information regarding the cost estimates contained within Deloitte’s Report on the Anticipated Operational Impacts to Broker Dealers of the Department of Labor’s (DOL) Proposed Conflicts of Interest Rule Package.
See Also:
United States Department of Labor: Conflict of Interest Proposed Rule
See Also:
- The Fiduciary Rule Itself
- Best Interest Contract Exemption (BIC exemption)
- Principal Transactions
- Prohibited Transaction Class Exemption (“PTCE”) 86-128
- Prohibited Transaction Class Exemption (“PTCE”) 84-24
- Prohibited Transaction Class Exemption (“PTCE”) 75-1, Part V
- Additional Exemptions
- Asset Management Group
- NERA Analysis: Comment on the Department of Labor Proposal and Regulatory Impact Analysis
- Deloitte Report on the Anticipated Operational Impacts to Broker-Dealers of the Department of Labor’s Proposed Conflicts of Interest Rule Package
- NERA Memo to SIFMA: Answers to Questions Regarding NERA’s “Comment on the Department of Labor Proposal and Regulatory Impact”
- SIFMA Submits Comments to EBSA Regarding Questions on Deloitte’s Report on the Anticipated Operational Impacts to BDs of the DOL Fiduciary Rule Proposal
- SIFMA Submits Supplemental Comments to EBSA in Regards to the DOL’s Fiduciary Rule Proposal (Follow-up to August Hearing)
More Submissions
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
Type:
Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…