Regulatory Notice 25-04: Rule Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA provides comments to the Chairmen of U.S House of Representatives Financial Services and Ways and Means Committees on the Municipal Bond Market Support Act of 2008 (H.R.6333). SIFMA supports the legislation and believes H.R.6333 eases burdensome tax code requirements that severely limit investor demand for municipal bonds and increase financing costs for state and local governments. SIFMA supports the inclusion of provisions that extend the “two percent de minimis rule” to financial institutions; and increase the “bank qualified debt limit” from $10 million to $30 million and provides for annual inflation adjustments.
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…