The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
Summary
SIFMA provides comments on the proposed rule change filed by PHLX with the SEC. PHLX has filed a proposed rule change to amend Rule 1092, Obvious and Catastrophic Errors. Specifically, PHLX proposes to amend Rule 1092(f)(ii) to permit the nullification of trades involving catastrophic errors in certain situations.
More Submissions
Type:
Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Type:
Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…