Letters

MSRB Rule G-20

Summary

SIFMA provides comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board’s (MSRB) proposed amendments to MSRB Rule G-20, on gifts, gratuities and non-cash compensation, and Rule G-8, on books and records to be made by brokers, dealers, municipal securities dealers, and municipal advisors, and the deletion of prior interpretive guidance.

 

See also:
MSRB Filing with SEC

Federal Register / Vol. 80, No. 183 / Tuesday, September 22, 2015 / Notices

Initial Request for Comment

PDF

Committee

Municipal Securities Committee

Date

13

October

2015