Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
SIFMA submits this Statement for the Record to the U.S. House Judiciary Subcommittee on Regulatory Reform, Commercial and Antitrust Law supporting the Mobile Workforce State Income Tax Simplification Act (H.R. 1229). This bipartisan legislation will improve compliance with state personal income tax laws by reducing regulatory burdens for mobile workers. It will establish consistent tax laws for both employees and employers in the financial services industry traveling out of state on business for short periods of time.
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…