Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
Testimony of Leslie Norwood, Managing Director and Associate General Counsel, SIFMA before of the Texas Ethics Commission on HB 1295.
SIFMA asks for clarification on HB 1295, a new law that became effective on January 1, 2016. HB 1295 creates a new disclosure reporting process for business entity counterparties entering into certain contracts with governmental entities or state agencies. SIFMA supports transparency in the markets and applauds the goal of HB 1295.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…