ANPRM on Potential Amendments to the Risk Management Program (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association (ISDA) provided comments to the Commodity Futures Trading Commission (CFTC) on its…
SIFMA, the Futures Industry Association (FIA), and The Financial Services Roundtable (FSR) provide comments to the Securities and Exchange Commission (SEC) on the proposed rules and interpretive guidance addressing cross-border security-based swap activities, the re-proposal of Regulation SBSR and certain rules and forms relating to the registration of security-based swap dealers (SBSDs) and major security-based swap participants (MSBSPs), RIN 3235-AL25.
While the groups are supportive of many elements of the SEC’s cross-border proposal, which is intended to provide clarity to the cross-border reach of new Dodd-Frank Act Title VII SBS regulation, the groups have two significant concerns they wish to highlight:
In addition to providing greater detail on these two significant concerns, the groups all offer detailed suggestions and specific responses to the many of the SEC’s questions presented in the Commission’s request for comments.
SIFMA and the International Swaps and Derivatives Association (ISDA) provided comments to the Commodity Futures Trading Commission (CFTC) on its…
SIFMA, ISDA and IIB provided comments to the CFTC on the proposed Order and Request for Comment on an Application…
SIFMA, ISDA and IIB provided comments to the SEC on the reopening of its Position Reporting for Large SBS Positions…
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