Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
SIFMA as part of the Coalition to Preserve Arbitration (Coalition) provides comments to the U.S. House of Representatives on the Arbitration Fairness Act, H.R.3010. The Coalition strongly opposes H.R. 3010, because it would abolish pre-dispute arbitration agreements as a way to fairly, quickly and easily resolve consumer, employment, and franchise related contractual disputes, as well as disrupt commercial arbitration well beyond the bill’s advertised scope.
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…