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AML Program and Suspicious Activity Report Filing Requirements

Issue

AML & Financial Crime→

Summary

SIFMA, SIFMA AMG and SIFMA’s Anti-Money Laundering & Financial Crimes Committee provide comments to the Department of the Treasury on the Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers. SIFMA AMG supports FinCEN’s goal of safeguarding the financial system against fraud, money laundering, terrorist financing, and other financial crimes.

See also:
Financial Crimes Enforcement Network: Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers 

 

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Related Committee(s)

  • Asset Management

Date

2

November

2015

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