Joint Letter on MA Proposed Regulations – Fiduciary Conduct Standard
SIFMA joins other trade associations in a joint letter to comment on the Massachusetts Securities Division’s Proposed Fiduciary Conduct Standard…
Letters
Support of H.J.Res. 88
Issue
Best Interest Standard→
Summary
SIFMA and Other Associations provided Comments to the U.S. House of Representatives in support of H.J.Res. 88, disapproving the rule by the Department of Labor relating to the definition of the term “Fiduciary.”
More Submissions
Type:
MA Proposed Regulations – Fiduciary Conduct Standard
SIFMA provides comments to the Massachusetts Securities Division on the Massachusetts Securities Division’s Proposed Fiduciary Conduct Standard for Broker-Dealers, Agents,…
Type:
Response to DOL’s RFI on Expanding MEPs to Financial Institutions
SIFMA sent comments responding to the Department of Labor's request for information with regard to the expansion of retirement plan…