Application of Regulation Best Interest to Bank Dealers
SIFMA provided comments to the MSRB regarding Notice 2021-06 (the “Notice”), which proposes an amendment to MSRB Rule G-19 that…
SIFMA and Other Associations provided Comments to the U.S. House of Representatives in support of H.J.Res. 88, disapproving the rule by the Department of Labor relating to the definition of the term “Fiduciary.”
SIFMA provided comments to the MSRB regarding Notice 2021-06 (the “Notice”), which proposes an amendment to MSRB Rule G-19 that…
SIFMA provided comments to the MSRB to address an issue regarding recent amendments to Rules G-19 and G-48 with the…
SIFMA and joint trades provided comments to the Massachusetts Securities Division on the Proposed Fiduciary Conduct Standard for Broker-Dealers, Agents,…
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