Citigroup v. Otto Candies
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether Section 1964(c) of the Private Securities Litigation Reform…
Summary
SIFMA, the Government Finance Officers Association (GFOA), and the National Association of Independent Public Finance Advisors (NAIPFA) provide comments to the Depository Trust & Clearing Corporation (DTCC) expressing concerns about a proposed increase in DTCC fees for municipal issues with multiple CUSIPs. The groups believe the fee proposal is flawed and should be reconsidered or tabled entirely pending discussions with all interested parties, including issuers, underwriters, and financial advisors.
More Submissions
Type:
Improving the Waiver Process and Rules Governing Certain Disqualifications Under the Federal Securities Laws
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that it take necessary steps to improve the…
Type:
FSOC Improvement Act 2025 (Joint Trades)
SIFMA AMG, Alternative Investment Management Association (AIMA), American Council of Life Insurers (ACLI), American Property Casualty Insurance Association (APCIA), Blockchain…