Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
SIFMA and NetCoalition provides comments to the Securities and Exchange Commission (SEC) on a proposed rule change establishing a fee for television distribution of the NYSE MKT Trades Data Product, File No. SR-NYSEMKT-2012-19, Securities Exchange Act Release No. 34-67438. Since NYSE MKT’s actions relate to what the SEC refers to as “core” data, and are inconsistent with the findings of the United States Court of Appeals for the District of Columbia Circuit in NetCoalition v. Securities and Exchange Commission, the groups respectfully petition the SEC to temporarily suspend this rule change institute proceedings to disapprove (or properly approve) under provisions of the Securities Exchange Act of 1934.
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…