Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA and the Futures Industry Association (FIA) provide comments to the Commodity Futures Trading Commission (CFTC) on an antidisruptive practices authority proposed interpretive order. The CFTC proposal seeks to provide interpretive guidance to the three statutory disruptive practices prohibited by Section 747 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) which amends Commodity Exchange Act (CEA) Section 4c(a)(5). The groups believe the proposal does not go far enough in offering guidance to market participants, and is still unclear as to what constitutes proscribed, violative conduct. The groups offer observations and recommendations to help the CFTC meet the goals of the guidance.
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…