Financial Data Transparency Act Joint Data Standards (Joint Trades)
SIFMA, SIFMA AMG, Alternative Investment Management Association (AIMA), American Investment Council (AIC), Bank Policy Institute (BPI), Financial Services Forum (FSF),…
SIFMA AMG provided comments to the (SEC) on Business Continuity Planning, Transition Plans and Related Recordkeeping. The AMG supports the objective of the SEC’s initiative – to mitigate the risks of business disruptions for investors – and our members have historically prioritized the implementation of comprehensive and robust principles-based business continuity programs. Given this history and our shared goal of mitigating the risks of business disruptions, we respectfully ask that the SEC reevaluate key elements of the proposal before any new rule is adopted or guidance is issued.
SIFMA, SIFMA AMG, Alternative Investment Management Association (AIMA), American Investment Council (AIC), Bank Policy Institute (BPI), Financial Services Forum (FSF),…
SIFMA President and CEO, Kenneth E. Bentsen Jr. delivered testimony at a virtual hearing before the U.S. House of Representatives…
Court: U.S. Court of Appeals (Eleventh Circuit) Amicus Issue: Whether the court should grant injunctive relief to prevent SROs from…