Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA AMG provided comments to the (SEC) on Business Continuity Planning, Transition Plans and Related Recordkeeping. The AMG supports the objective of the SEC’s initiative – to mitigate the risks of business disruptions for investors – and our members have historically prioritized the implementation of comprehensive and robust principles-based business continuity programs. Given this history and our shared goal of mitigating the risks of business disruptions, we respectfully ask that the SEC reevaluate key elements of the proposal before any new rule is adopted or guidance is issued.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…