Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
The Asset Management Group (AMG) of SIFMA provides comments to the Commodity Futures Trading Commission (CFTC) on a proposed rule on position limits for derivatives, RIN 3038–AD15 and 3038–AD16. SIFMA AMG offers observations and recommendations about the proposal including:
Diversified, unleveraged funds and accounts that take passive, long-only positions, Registered Investment Companies, and Employee Retirement Income Security Act (ERISA) plans should be granted safe harbor treatment if a position limit regime is adopted. These entities are subject to regulation and oversight that mitigates any risk of disruptive speculation.
SIFMA AMG provides supplemental comments to the CFTC on the proposal on June 20, 2011.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…