FCA Call For Input on the PRIIP’s Regulation
SIFMA AMG provided feedback to the Financial Conduct Authority (FCA) on PRIIP's regulation call for input on the PRIIPs Regulation. On behalf of…
Letters
Final Margin Rules for Uncleared Swaps Transactions
Summary
SIFMA AMG provides comment to multiple agencies to express its concern that the U.S. and Europe may no longer pursue synchronized phase-in of their respective margin requirements for uncleared swaps.S IFMA AMG believes that synchronization of uncleared swap margin implementation has been (and continues to be) key to avoid causing disparate harm to market participants, including mutual funds, pension funds and other financial end-users whose investments are managed by asset managers.
Related Submission
Type:
SEC’s ETF Rulemaking
SIFMA AMG provided comments to the SEC on the Commission’s proposed new Rule 6c-11 under the Investment Company Act of…
Type:
Standard of Conduct for Investment Advisers
In a companion letter to SIFMA's comments to the SEC on Regulation Best Interest (Reg BI), SIFMA's Asset Management Group…