Standard of Conduct for Investment Advisers
In a companion letter to SIFMA's comments to the SEC on Regulation Best Interest (Reg BI), SIFMA's Asset Management Group…
Letters
Final Margin Rules for Uncleared Swaps Transactions
Summary
SIFMA AMG provides comment to multiple agencies to express its concern that the U.S. and Europe may no longer pursue synchronized phase-in of their respective margin requirements for uncleared swaps.S IFMA AMG believes that synchronization of uncleared swap margin implementation has been (and continues to be) key to avoid causing disparate harm to market participants, including mutual funds, pension funds and other financial end-users whose investments are managed by asset managers.
Related Submission
Type:
Governance Arrangements for the UPI
SIFMA AMG provided comments to the Financial Stability Board (FSB) on their second consultation regarding Unique Product Identifier (UPI) Governance. SIFMA AMG…
Type:
Investment Company Liquidity Disclosure
SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) on their proposed amendments to its forms designed to…