FCA Call For Input on the PRIIP’s Regulation
SIFMA AMG provided feedback to the Financial Conduct Authority (FCA) on PRIIP's regulation call for input on the PRIIPs Regulation. On behalf of…
Letters
SBS SDR Standards
Summary
SIFMA AMG provided comments to the Securities and Exchange Commission (SEC) regarding SBS SDR standards to address a recent request submitted by ICE to the SEC to mandate that non-reporting counterparties submitting information onboard as full users.
Related Submission
Type:
SEC’s ETF Rulemaking
SIFMA AMG provided comments to the SEC on the Commission’s proposed new Rule 6c-11 under the Investment Company Act of…
Type:
Standard of Conduct for Investment Advisers
In a companion letter to SIFMA's comments to the SEC on Regulation Best Interest (Reg BI), SIFMA's Asset Management Group…